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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 50 · EIN 26-4310632 | Direct Payment | $26,374 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $10,874 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $148,476 | $105,248+41.1% | $147,318+0.8% | $71,012+109.1% |
| Participation rate | 94.4% | 66.1%+28.3pp | 82.1%+12.3pp | 58.6%+35.8pp |
| Annual return | 15.33% | 26.02%-10.7pp | 70.43%-55.1pp | 37.67%-22.3pp |
| Employer contribution / active EE | $4,079 | $3,785+7.8% | $4,593-11.2% | $2,348+73.7% |
| Participant deferral / active EE | $11,569 | $6,452+79.3% | $7,906+46.3% | $3,246+256.4% |
| Admin fee / account holder | $90 | $862-89.6% | $13,708-99.3% | $1,167-92.3% |