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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $100,064 |
UBS FINANCIAL SERVICES INC11+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $57,897 |
Filed as: MORGAN STANLEY Service code 28 1585 BROADWAY · NEW YORK, NY 10036 | Investment Management | $34,167 |
MESIROW FINANCIAL INVESTMENT MANAGE10+ years Service code 28 · EIN 36-3429599 | Investment Management | $7,529 |
24 funds of $250K or more; 15 lines in all, holding $221M of the plan's $242M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 27% of fund dollars
Added 9 funds, dropped 17 funds, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| AddedCompany State Street Global Advisors Trust State Street S&P 500 Indx SL CL II | $72.6M |
| DroppedFidelity Large Cap Growth Index Fund | $29.8M |
| DroppedVanguard 500 Index Fund Admiral Shares | $23.8M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.