Filed September 22, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 38 · EIN 04-1590850 | Participant Communication | $126,178 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $118,750 |
WITHUMSMITH+BROWN, PC3 years Filed as: MORRISON BROWN ARGIZ & FARRA LLC Service code 10 · EIN 01-0720052 | Accounting | $22,500 |
MBAF3 years Filed as: MBAF, LLC Service code 50 · EIN 01-0720052 | Direct Payment | $6,000 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
COLUMBIA3 years Service code 52 · EIN 56-0906609 | Indirect Investment Fees | $0 |
DELAWARE INVESTMENTS3 years Service code 52 · EIN 23-2448660 | Indirect Investment Fees | $0 |
INVESCO3 years Service code 52 · EIN 93-6305075 | Indirect Investment Fees | $0 |
JANUS HENDERSON3 years Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
Filed as: JOHN HANCOCK Service code 52 · EIN 04-3483032 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,777 | $81,961-56.3% | $141,197-74.7% | $89,609-60.1% |
| Participation rate | 9.2% | 64.9%-55.6pp | 82.5%-73.2pp | 69.6%-60.3pp |
| Annual return | 21.50% | 36.14%-14.6pp | 71.41%-49.9pp | 33.65%-12.2pp |
| Employer contribution / active EE | $59 | $2,268-97.4% | $4,736-98.7% | $2,584-97.7% |
| Participant deferral / active EE | $190 | $5,316-96.4% | $6,710-97.2% | $4,222-95.5% |
| Admin fee / account holder | $30 | $68-55.4% | $10,265-99.7% | $72-57.7% |