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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $17,873 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $7,994 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,598 | $50,385+8.4% | $75,501-27.7% | $62,293-12.4% |
| Participation rate | 66.7% | 67.7%-1.0pp | 72.4%-5.7pp | 69.5%-2.8pp |
| Annual return | 16.97% | 19.90%-2.9pp | 27.35%-10.4pp | 28.90%-11.9pp |
| Employer contribution / active EE | $738 | $1,537-52.0% | $2,352-68.6% | $2,042-63.9% |
| Participant deferral / active EE | $3,623 | $2,445+48.2% | $3,142+15.3% | $3,169+14.3% |
| Admin fee / account holder | $197 | $384-48.6% | $5,801-96.6% | $479-58.8% |