Filed January 4, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 | Other Commissions | $95,671 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $3,451 |
NATIONAL FINANCIAL SERVICES3+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 | Finders' fees / placement fees | $11 |
Service code 60 | Sub-TA Fees | $0 |
FIRST CLEARING LLC3+ years Service code 27 · EIN 23-2384840 | Advisory (Plan) | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 59 · EIN 04-3523567 | Shareholder Servicing | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,260 | $46,966+228.4% | $185,117-16.7% | $69,631+121.5% |
| Participation rate | 98.0% | 65.3%+32.7pp | 77.3%+20.7pp | 70.7%+27.3pp |
| Annual return | 22.46% | 22.36%+0.1pp | 40.50%-18.0pp | 27571.02%-27548.6pp |
| Employer contribution / active EE | $10,682 | $1,360+685.2% | $4,182+155.4% | $2,032+425.6% |
| Participant deferral / active EE | $10,542 | $3,017+249.4% | $5,045+108.9% | $3,224+227.0% |
| Admin fee / account holder | $6 | $94-94.0% | $8,159-99.9% | $110-94.9% |