Filed January 4, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 | Other Commissions | $83,299 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $3,963 |
NATIONAL FINANCIAL SERVICES2+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 | Finders' fees / placement fees | $20 |
Service code 60 | Sub-TA Fees | $0 |
FIRST CLEARING LLC2+ years Service code 27 · EIN 23-2384840 | Advisory (Plan) | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 59 · EIN 04-3523567 | Shareholder Servicing | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,188 | $42,582+203.4% | $171,082-24.5% | $57,658+124.1% |
| Participation rate | 99.2% | 63.9%+35.3pp | 76.7%+22.5pp | 70.2%+29.0pp |
| Annual return | 7.43% | 308.67%-301.2pp | 32.56%-25.1pp | 5.13%+2.3pp |
| Employer contribution / active EE | $9,701 | $1,306+642.8% | $4,002+142.4% | $1,974+391.5% |
| Participant deferral / active EE | $10,486 | $2,933+257.5% | $4,797+118.6% | $3,061+242.6% |
| Admin fee / account holder | $6 | $82-92.6% | $8,520-99.9% | $95-93.6% |