Filed October 17, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRASITION FINANCE STRATEGIES LLC Service code 13 · EIN 13-4238973 DBA BLUE RIDGE EXOP ASSOCIATES · CHARLOTTESVILLE, VA 22911 | Contract Administrator | $4,725 |
CALIFORNIA BENEFIT PLANNERS2 years Service code 13 | Contract Administrator | $0 |
Filed as: EMPOWER ANNUITY INSURANCE Service code 15 | Recordkeeping | $0 |
Filed as: EMPOWER ANNUITY INSURANCE CO OF AME Service code 64 | Recordkeeping Fees | $0 |
OTHER2 years Service code 37 | Loan Processing | $0 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARCO GLEARING SERVICE LLC Service code 52 401 S TRYON ST 11TH FL D1050-111 · CHARLOTTE, NC 28081 | Indirect Investment Fees | $0 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO CLEARING SERVICES Service code 55 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,506 | $47,163-37.4% | $149,696-80.3% | $74,460-60.4% |
| Participation rate | 57.0% | 63.4%-6.4pp | 78.8%-21.8pp | 70.7%-13.7pp |
| Annual return | 23.46% | 22.75%+0.7pp | 134.46%-111.0pp | 34.38%-10.9pp |
| Employer contribution / active EE | $1,048 | $1,907-45.0% | $4,821-78.3% | $2,638-60.3% |
| Participant deferral / active EE | $4,284 | $2,730+56.9% | $5,682-24.6% | $4,530-5.4% |
| Admin fee / account holder | $5 | $343-98.6% | $13,212-100.0% | $348-98.6% |