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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $8,460 |
LPL FINANCIAL5+ years Filed as: LPL FINANCIAL LLC Service code 55 PO BOX 509026 · SAN DIEGO, CA 92150 | Other Commissions | $5,837 |
Filed as: IFP SECURITIES LLC Service code 55 3030 N ROCKY POINT DR W · TAMPA, FL 33607 | Other Commissions | $5,781 |
ASCENSUS LLC2 years Filed as: ASCENSUS HOLDINGS INC DBA ASCENSUS Service code 13 | Contract Administrator | $2,664 |
Filed as: ADVISED ASSETS GROUP Service code 28 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREEDWOOD VILLAGE, CO 80111 | Investment Management | $1,673 |
ASCENSUS LLC1 year Filed as: ASCENSUS HOLDINGS INC Service code 13 701 94TH AVENUE NORTH · ST PETERSBURG, FL 33704 | Contract Administrator | $850 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,686 | $85,169-62.8% | $172,755-81.7% | $72,983-56.6% |
| Participation rate | 67.0% | 70.1%-3.0pp | 82.6%-15.6pp | 69.5%-2.5pp |
| Annual return | 24.00% | 27.32%-3.3pp | 802.94%-778.9pp | 81.01%-57.0pp |
| Employer contribution / active EE | $518 | $3,324-84.4% | $5,144-89.9% | $2,440-78.8% |
| Participant deferral / active EE | $3,364 | $3,260+3.2% | $5,198-35.3% | $3,608-6.7% |
| Admin fee / account holder | $102 | $5,880-98.3% | $13,955-99.3% | $5,124-98.0% |