Filed January 20, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2 years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $63,744 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,840 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,202 | $23,119-73.2% | $71,086-91.3% | $75,289-91.8% |
| Participation rate | 78.6% | 36.3%+42.3pp | 54.7%+24.0pp | 72.4%+6.2pp |
| Annual return | -2.44% | -3.32%+0.9pp | 650.59%-653.0pp | -0.04%-2.4pp |
| Employer contribution / active EE | $258 | $399-35.4% | $1,088-76.3% | $2,405-89.3% |
| Participant deferral / active EE | $766 | $960-20.2% | $1,874-59.1% | $3,739-79.5% |
| Admin fee / account holder | $27 | $89-69.3% | $3,082-99.1% | $102-73.1% |