Filed June 7, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $115,329 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $77,008 |
PASADENA PRIVATE WEALTH LLC6 years Service code 27 2 N LAKE AVE STE 520 · PASADENA, CA 91011 | Advisory (Plan) | $70,631 |
Filed as: FIDUCIARY OUTSOURCING LLC Service code 13 6930 E CHAUNCEY LN STE 120 · PHOENIX, AZ 85054 | Contract Administrator | $65,180 |
FARBER HASS HURLEY LLP11+ years Service code 10 9301 OAKDALE AVE STE 230 · CHATSWORTH, CA 91311 | Accounting | $26,750 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,503 | $145,877-63.3% | $150,045-64.3% | $102,872-48.0% |
| Participation rate | 93.4% | 79.8%+13.6pp | 82.3%+11.1pp | 73.0%+20.4pp |
| Annual return | 16.22% | 21.37%-5.1pp | 62.55%-46.3pp | 19.06%-2.8pp |
| Employer contribution / active EE | $734 | $4,710-84.4% | $4,693-84.4% | $3,526-79.2% |
| Participant deferral / active EE | $4,810 | $9,491-49.3% | $7,997-39.8% | $5,535-13.1% |
| Admin fee / account holder | $229 | $176+30.2% | $13,435-98.3% | $292-21.6% |