Filed June 7, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 2 N LAKE AVE STE 520 · PASADENA, CA 91101 | Advisory (Plan) | $190,226 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $42,237 |
Filed as: FIDUCIARY OUTSOURCING LLC Service code 13 2225 W WHISPERING WIND DR STE 201 · PHOENIX, AZ 85085 | Contract Administrator | $29,833 |
FARBER HASS HURLEY LLP6+ years Service code 10 9301 OAKDALE AVE STE 230 · CHATSWORTH, CA 91311 | Accounting | $21,234 |
TRUCKER HUSS3 years Service code 29 ONE EMBARCADERO CENTER 12TH FLOOR · SAN FRANCISCO, CA 941113628 | Legal | $11,520 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,697 | $46,219-18.4% | $89,391-57.8% | $90,288-58.2% |
| Participation rate | 90.7% | 44.9%+45.8pp | 68.0%+22.8pp | 73.4%+17.4pp |
| Annual return | 11.34% | 25.71%-14.4pp | 245.62%-234.3pp | 53.97%-42.6pp |
| Employer contribution / active EE | $600 | $953-37.1% | $2,586-76.8% | $2,524-76.2% |
| Participant deferral / active EE | $3,150 | $2,136+47.5% | $3,890-19.0% | $4,232-25.6% |
| Admin fee / account holder | $215 | $147+46.2% | $4,881-95.6% | $114+88.3% |