Filed June 7, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 2 N LAKE AVE STE 520 · PASADENA, CA 91101 | Advisory (Plan) | $190,226 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $42,237 |
Filed as: FIDUCIARY OUTSOURCING LLC Service code 13 2225 W WHISPERING WIND DR STE 201 · PHOENIX, AZ 85085 | Contract Administrator | $29,833 |
FARBER HASS HURLEY LLP6+ years Service code 10 9301 OAKDALE AVE STE 230 · CHATSWORTH, CA 91311 | Accounting | $21,234 |
TRUCKER HUSS3 years Service code 29 ONE EMBARCADERO CENTER 12TH FLOOR · SAN FRANCISCO, CA 941113628 | Legal | $11,520 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,697 | $46,219-18.4% | $89,435-57.8% | $90,274-58.2% |
| Participation rate | 90.7% | 44.9%+45.8pp | 68.0%+22.7pp | 73.4%+17.4pp |
| Annual return | 11.34% | 25.71%-14.4pp | 245.55%-234.2pp | 53.97%-42.6pp |
| Employer contribution / active EE | $600 | $953-37.1% | $2,587-76.8% | $2,523-76.2% |
| Participant deferral / active EE | $3,150 | $2,136+47.5% | $3,890-19.0% | $4,231-25.5% |
| Admin fee / account holder | $215 | $147+46.2% | $4,884-95.6% | $114+88.2% |