Filed June 1, 2012 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.4+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $332,785 |
UBS FINANCIAL SERVICES INC2 years Service code 28 · EIN 13-2638166 | Investment Management | $144,631 |
FID INV INST OPS CO3+ years Filed as: FID INV INSTL OPS CO Service code 60 | Sub-TA Fees | $0 |
FID INV INST OPS CO4+ years Service code 37 · EIN 04-2647786 | Loan Processing | -$1,635,504 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $216,869 | $106,649+103.3% | $80,019+171.0% | $68,904+214.7% |
| Participation rate | 96.4% | 88.1%+8.2pp | 75.8%+20.5pp | 74.1%+22.2pp |
| Annual return | -4.74% | -0.87%-3.9pp | 11.22%-16.0pp | 1.07%-5.8pp |
| Employer contribution / active EE | $6,037 | $4,132+46.1% | $2,468+144.6% | $2,540+137.6% |
| Participant deferral / active EE | $11,357 | $6,395+77.6% | $3,686+208.1% | $4,015+182.8% |
| Admin fee / account holder | -$174 | $58-400.2% | $6,521-102.7% | $71-344.6% |