Retirement plan

TADASHI SHOJI 401(K) AND PROFIT SHARING PLAN

Name: TADASHI SHOJI & ASSOCIATES, INC. - TADASHI SHOJI 401(K) AND PROFIT SHARING PLAN (2016) Form 5500
Creator: TADASHI SHOJI & ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, TADASHI SHOJI 401(K) AND PROFIT SHARING PLAN, TADASHI SHOJI & ASSOCIATES, INC.

TADASHI SHOJI & ASSOCIATES, INC.EIN 95-3787935Plan #001PY 2016

3016 EAST 44TH ST. - VERNON, CA 900582428213-627-7145LinkedIn11-50 employeesapparel & fashion

Other plans on this EIN

1 filing

#002Retirement-$2.1M assets

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$3M

+9.5% from 2015

Total participants

174

+23.4% from 2015

Average account balance

$20,209

+3.6% from 2015

Annual return

5.43%

+5.69 pp from 2015

Benchmarks

See 2,310 peers

Peer group

Industry31 - Manufacturing

Plan typeDefined contribution

Participants25-99

Cohort2,310 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.46M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$49K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

85.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$110K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.28%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$2763

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 1 by compensation

Provider	Service type	Compensation
NATIONAL PLANNING CORPORATION2+ years Service code 27 · EIN 38-3023534 401 WILSHIRE BLVD. · SANTA MONICA, CA 90401	Advisory (Plan)	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$3K

$36 / participant

Other / not subdivided$3K100.0%

% of EOY assets

0.116%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: STERN, KORY, SREDEN & MORGAN
Auditor EIN: 954509853
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$20,209

$52,306-61.4%

$69,779-71.0%

$62,881-67.9%

Participation rate

74.5%

67.2%+7.3pp

71.8%+2.7pp

69.3%+5.2pp

Annual return

5.43%

13.35%-7.9pp

12.99%-7.6pp

20.14%-14.7pp

Employer contribution / active EE

$1,261

$1,799-29.9%

$2,338-46.1%

$2,281-44.7%

Participant deferral / active EE

$1,130

$2,395-52.8%

$2,931-61.4%

$3,203-64.7%

Admin fee / account holder

$23

$3,691-99.4%

$4,381-99.5%

$4,296-99.5%

Provider

Service type

Compensation

NATIONAL PLANNING CORPORATION2+ years

Service code 27 · EIN 38-3023534

401 WILSHIRE BLVD. · SANTA MONICA, CA 90401

Advisory (Plan)

TADASHI SHOJI 401(K) AND PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

TADASHI SHOJI 401(K) AND PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion