Filed June 23, 2022
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $54,330 |
MOSS ADAMS LLP3+ years Filed as: MOSS ADAMS, LLP Service code 15 · EIN 91-0189318 | Recordkeeping | $11,000 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $5,707 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,895 | $38,833+0.2% | $78,778-50.6% | $77,958-50.1% |
| Participation rate | 25.0% | 60.9%-36.0pp | 69.2%-44.2pp | 71.6%-46.7pp |
| Annual return | 16.37% | 20.31%-3.9pp | 35.62%-19.2pp | 20.87%-4.5pp |
| Employer contribution / active EE | $108 | $840-87.1% | $1,986-94.6% | $2,310-95.3% |
| Participant deferral / active EE | $748 | $1,776-57.9% | $2,958-74.7% | $3,537-78.9% |
| Admin fee / account holder | $89 | $89+0.5% | $5,134-98.3% | $97-8.1% |