Filed June 23, 2022
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $49,526 |
MOSS ADAMS LLP2+ years Filed as: MOSS ADAMS, LLP Service code 15 · EIN 91-0189318 | Recordkeeping | $11,000 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $6,135 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,775 | $33,232+10.7% | $71,796-48.8% | $63,975-42.5% |
| Participation rate | 27.2% | 60.1%-32.9pp | 69.1%-41.9pp | 71.1%-43.9pp |
| Annual return | 6.84% | 11.99%-5.2pp | 78.04%-71.2pp | 48.65%-41.8pp |
| Employer contribution / active EE | $114 | $723-84.2% | $1,924-94.1% | $2,182-94.8% |
| Participant deferral / active EE | $740 | $1,604-53.9% | $2,794-73.5% | $3,356-77.9% |
| Admin fee / account holder | $91 | $63+43.4% | $4,815-98.1% | $70+29.3% |