Filed January 10, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CALLAN ASSOCIATES1 year Filed as: CALLAN LLC Service code 27 · EIN 94-2192581 | Advisory (Plan) | $37,500 |
CURCIO WEBB1 year Service code 16 · EIN 36-4171366 | Consulting | $37,496 |
INDEPENDENT FINANCIAL PARTNERS4+ years Filed as: INDEPENDENT FINANCIAL PARTNERS (IF Service code 27 · EIN 59-3331424 | Advisory (Plan) | $25,000 |
DLA PIPER3 years Filed as: DLA PIPER LLP Service code 29 · EIN 52-0616490 | Legal | $23,831 |
NEPS LLC1 year Service code 16 · EIN 26-1429809 | Consulting | $22,676 |
Filed as: PRICEWATERHOUSECOOPERS, LLC Service code 10 · EIN 13-4008324 | Accounting | $0 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$1,717,235 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $216,646 | $94,115+130.2% | $83,327+160.0% | $73,367+195.3% |
| Participation rate | 94.3% | 83.7%+10.6pp | 77.8%+16.6pp | 69.5%+24.9pp |
| Annual return | -4.76% | -6.12%+1.4pp | 10.64%-15.4pp | 173.45%-178.2pp |
| Employer contribution / active EE | $5,613 | $2,931+91.5% | $3,379+66.1% | $2,499+124.6% |
| Participant deferral / active EE | $19,482 | $6,759+188.2% | $5,565+250.1% | $4,033+383.1% |
| Admin fee / account holder | -$95 | $75-226.9% | $7,540-101.3% | $68-239.5% |