Filed January 12, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $45,765 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $42,479 |
CETERA ADVISOR NETWORKS LLC4+ years Service code 55 200 N PACIFIC COAST HWY STE 1200 · EL SEGUNDO, CA 902455670 | Other Commissions | $18,971 |
NFP RETIREMENT INC1 year Filed as: NFP RETIREMENT INC DBA 401K ADVISOR Service code 27 120 VANTIS STE 400 · ALISO VIEJO, CA 926562689 | Advisory (Plan) | $10,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,609 | $77,559-47.6% | $68,612-40.8% | $75,289-46.1% |
| Participation rate | 18.1% | 78.3%-60.2pp | 72.2%-54.1pp | 72.4%-54.3pp |
| Annual return | -6.16% | -1.01%-5.2pp | -4.63%-1.5pp | -0.04%-6.1pp |
| Employer contribution / active EE | $306 | $1,993-84.7% | $2,625-88.4% | $2,405-87.3% |
| Participant deferral / active EE | $1,001 | $3,128-68.0% | $3,311-69.8% | $3,739-73.2% |
| Admin fee / account holder | $61 | $90-32.3% | $5,131-98.8% | $102-40.2% |