Retirement plan

ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

Name: ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP - ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN (2022) Form 5500
Creator: ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN, ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP

ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLPEIN 95-3605309Plan #003PY 2022

865 SOUTH FIGUEROA STREET, SUITE 2800 - LOS ANGELES, CA 900712543213-622-5555LinkedIn11-50 employees

Other plans on this EIN

2 filings

#007Retirement-$10.2M assets #006Retirement-$1.9M assets

Prospect flagsHigh feesHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$243M

-11.8% from 2016

Total participants

500

+3.1% from 2016

Average account balance

$496,935

-14.9% from 2016

Annual return

-12.11%

-15.64 pp from 2016

Benchmarks

See 3,158 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort3,158 peers

Snapshot2022

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$303.17M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$533K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

569

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$13.45M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$31K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.90%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$378

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 of 12 by compensation

Provider	Service type	Compensation
DOWLING & YAHNKE LLC8+ years Service code 26 · EIN 26-0266092	Advisory (Participants)	$36,384
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833	Recordkeeping	$32,095
FISHER INVESTMENTS5 years Service code 26 · EIN 20-2480800	Advisory (Participants)	$24,337
PACIFICA CAPITAL6 years Filed as: PACIFICA CAPITAL INVESTMENTS L Service code 26 · EIN 84-1452736	Advisory (Participants)	$23,594
CONQUIS FINANCIAL LLC1 year Service code 26 · EIN 87-4659168	Advisory (Participants)	$22,385
ADVICEPERIOD LLC6 years Service code 26 · EIN 90-1031455	Advisory (Participants)	$13,144
MARINER LLC1 year Filed as: MARINER PLATFORM SOLUTIONS LLC Service code 26 · EIN 84-3582920	Advisory (Participants)	$12,489
PRIVATE ADVISOR GROUP LLC1 year Filed as: CI PRIVATE WEALTH LLC Service code 26 · EIN 88-0967642	Advisory (Participants)	$11,135
LITMAN GREGORY WEALTH MGMT1 year Filed as: LITMAN GREGORY WEALTH MANAGEMEN Service code 26 · EIN 68-0362255	Advisory (Participants)	$10,204
MORGAN STANLEY SMITH BARNEY1 year Filed as: MORGAN STANLEY GLOBAL Service code 28 · EIN 26-4310632	Investment Management	$7,572

Plan features & details

Pension benefit codes2A2E2F2G2J2R2T3B

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$215K

$592 / participant

Investment mgmt$172K80.0%
Other / not subdivided$43K20.0%

% of EOY assets

0.088%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: LUCAS HORSFALL MURPHY & PINDROH LLP
Auditor EIN: 954659692
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$496,935

$82,188+504.6%

$125,401+296.3%

$64,829+666.5%

Participation rate

97.0%

77.9%+19.1pp

82.4%+14.6pp

71.5%+25.5pp

Annual return

-12.11%

3.50%-15.6pp

572.53%-584.6pp

32.85%-45.0pp

Employer contribution / active EE

$14,532

$3,617+301.7%

$4,816+201.8%

$2,507+479.6%

Participant deferral / active EE

$16,349

$7,177+127.8%

$7,448+119.5%

$4,312+279.2%

Admin fee / account holder

$439

$163+169.1%

$10,008-95.6%

$188+133.9%

Provider

Service type

Compensation

DOWLING & YAHNKE LLC8+ years

Service code 26 · EIN 26-0266092

Advisory (Participants)

$36,384

CHARLES SCHWAB & CO., INC.3 years

Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC

Service code 15 · EIN 34-1479833

Recordkeeping

$32,095

FISHER INVESTMENTS5 years

Service code 26 · EIN 20-2480800

Advisory (Participants)

$24,337

PACIFICA CAPITAL6 years

Filed as: PACIFICA CAPITAL INVESTMENTS L

Service code 26 · EIN 84-1452736

Advisory (Participants)

$23,594

CONQUIS FINANCIAL LLC1 year

Service code 26 · EIN 87-4659168

Advisory (Participants)

$22,385

ADVICEPERIOD LLC6 years

Service code 26 · EIN 90-1031455

Advisory (Participants)

$13,144

MARINER LLC1 year

Filed as: MARINER PLATFORM SOLUTIONS LLC

Service code 26 · EIN 84-3582920

Advisory (Participants)

$12,489

PRIVATE ADVISOR GROUP LLC1 year

Filed as: CI PRIVATE WEALTH LLC

Service code 26 · EIN 88-0967642

Advisory (Participants)

$11,135

LITMAN GREGORY WEALTH MGMT1 year

Filed as: LITMAN GREGORY WEALTH MANAGEMEN

Service code 26 · EIN 68-0362255

Advisory (Participants)

$10,204

MORGAN STANLEY SMITH BARNEY1 year

Filed as: MORGAN STANLEY GLOBAL

Service code 28 · EIN 26-4310632

Investment Management

$7,572

ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion