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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $81,525 |
Service code 28 · EIN 20-8532658 | Investment Management | $50,000 |
Service code 26 · EIN 95-4806910 | Advisory (Participants) | $27,940 |
Filed as: KRAVITZ INC Service code 28 · EIN 95-3207191 | Investment Management | $23,331 |
TOWNSQUARE CAPITAL LLC2 years Service code 26 · EIN 82-1306760 | Advisory (Participants) | $15,097 |
PURE FINANCIAL ADVISORS INC3 years Service code 26 · EIN 61-1526601 | Advisory (Participants) | $12,345 |
GERBER KAWASAKI WEALTH &2 years Service code 26 · EIN 27-2274173 | Advisory (Participants) | $11,372 |
EQUITA FINANCIAL NETWORK INC4 years Service code 26 · EIN 47-4361660 | Advisory (Participants) | $11,101 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $2,627 |
CHARLES SCHWAB & CO., INC.8+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $292,856 | $82,202+256.3% | $125,339+133.7% | $64,808+351.9% |
| Participation rate | 93.1% | 77.9%+15.2pp | 82.4%+10.7pp | 71.5%+21.6pp |
| Annual return | -16.40% | 3.48%-19.9pp | 572.05%-588.4pp | 32.82%-49.2pp |
| Employer contribution / active EE | $8,027 | $3,615+122.0% | $4,814+66.8% | $2,506+220.3% |
| Participant deferral / active EE | $10,863 | $7,175+51.4% | $7,446+45.9% | $4,310+152.0% |
| Admin fee / account holder | $271 | $163+66.0% | $10,010-97.3% | $188+44.3% |