Retirement plan

KNOBBE MARTENS OLSON & BEAR, LLP 401(K) RETIREMENT SAVINGS PLAN

Name: KNOBBE MARTENS OLSON & BEAR, LLP - KNOBBE MARTENS OLSON & BEAR, LLP 401(K) RETIREMENT SAVINGS PLAN (2020) Form 5500
Creator: KNOBBE MARTENS OLSON & BEAR, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KNOBBE MARTENS OLSON & BEAR, LLP 401(K) RETIREMENT SAVINGS PLAN, KNOBBE MARTENS OLSON & BEAR, LLP

KNOBBE MARTENS OLSON & BEAR, LLPEIN 95-3605138Plan #004PY 2020

2040 MAIN STREET, 14TH FLOOR - IRVINE, CA 926147216949-760-0404

Other plans on this EIN

2 filings

#006Retirement-$18.1M assets #005Retirement--

Prospect flagsHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$278.6M

+13.4% from 2019

Total participants

870

-4.8% from 2019

Average account balance

$330,510

+17.6% from 2019

Annual return

14.85%

-28.54 pp from 2019

Benchmarks

See 2,819 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,819 peers

Snapshot2020

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$363.39M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$386K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

941

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$14.81M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$22K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.66%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$256

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

Start for $4.99 See plans

Service providers

Top 9 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833	Recordkeeping	$95,302
BFSG LLC6+ years Service code 28 · EIN 20-8532658	Investment Management	$37,500
SIGNATURE ESTATE & INVESTMENT4 years Service code 26 · EIN 95-4806910	Advisory (Participants)	$27,895
ONEDIGITAL INVESTMENT ADVISORS LLC3 years Filed as: KRAVITZ INC Service code 28 · EIN 95-3207191	Investment Management	$21,250
PURE FINANCIAL ADVISORS INC1 year Service code 26 · EIN 61-1526601	Advisory (Participants)	$9,255
EQUITA FINANCIAL NETWORK INC2 years Service code 26 · EIN 47-4361660	Advisory (Participants)	$8,811
MATSON MONEY INC5 years Service code 26 · EIN 31-1334658	Advisory (Participants)	$7,482
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782	Direct payment from the plan; Float r...	$4,702
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$191K

$311 / participant

Investment mgmt$93K48.6%
Other / not subdivided$98K51.4%

% of EOY assets

0.069%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: LTSP, INC.
Auditor EIN: 953864890
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$330,510

$100,801+227.9%

$149,696+120.8%

$73,409+350.2%

Participation rate

95.6%

77.7%+17.9pp

82.5%+13.1pp

72.2%+23.4pp

Annual return

14.85%

265.34%-250.5pp

276.60%-261.8pp

59.29%-44.4pp

Employer contribution / active EE

$8,505

$3,312+156.8%

$4,644+83.1%

$2,234+280.8%

Participant deferral / active EE

$10,406

$6,404+62.5%

$6,842+52.1%

$3,805+173.4%

Admin fee / account holder

$227

$181+25.5%

$9,309-97.6%

$158+43.7%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.3 years

Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC

Service code 15 · EIN 34-1479833

Recordkeeping

$95,302

BFSG LLC6+ years

Service code 28 · EIN 20-8532658

Investment Management

$37,500

SIGNATURE ESTATE & INVESTMENT4 years

Service code 26 · EIN 95-4806910

Advisory (Participants)

$27,895

ONEDIGITAL INVESTMENT ADVISORS LLC3 years

Filed as: KRAVITZ INC

Service code 28 · EIN 95-3207191

Investment Management

$21,250

PURE FINANCIAL ADVISORS INC1 year

Service code 26 · EIN 61-1526601

Advisory (Participants)

$9,255

EQUITA FINANCIAL NETWORK INC2 years

Service code 26 · EIN 47-4361660

Advisory (Participants)

$8,811

MATSON MONEY INC5 years

Service code 26 · EIN 31-1334658

Advisory (Participants)

$7,482

CHARLES SCHWAB & CO., INC.6+ years

Service code 33 · EIN 94-1737782

Direct payment from the plan; Float r...

$4,702

CHARLES SCHWAB & CO., INC.6+ years

Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL

Service code 59

Shareholder Servicing

KNOBBE MARTENS OLSON & BEAR, LLP 401(K) RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KNOBBE MARTENS OLSON & BEAR, LLP 401(K) RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion