Retirement plan

KNOBBE MARTENS OLSON & BEAR, LLP 401K RETIREMENT SAVINGS PLAN

Name: KNOBBE MARTENS OLSON & BEAR, LLP - KNOBBE MARTENS OLSON & BEAR, LLP 401K RETIREMENT SAVINGS PLAN (2017) Form 5500
Creator: KNOBBE MARTENS OLSON & BEAR, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KNOBBE MARTENS OLSON & BEAR, LLP 401K RETIREMENT SAVINGS PLAN, KNOBBE MARTENS OLSON & BEAR, LLP

KNOBBE MARTENS OLSON & BEAR, LLPEIN 95-3605138Plan #004PY 2017

2040 MAIN STREET, 14TH FLOOR - IRVINE, CA 926147216949-760-0404

Other plans on this EIN

1 filing

#005Retirement-$35.2M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$178.2M

-9.4% from 2016

Total participants

924

-1.3% from 2016

Average account balance

$201,088

-7.1% from 2016

Annual return

17.23%

-7.17 pp from 2016

Benchmarks

See 2,615 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,615 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$363.39M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$386K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

941

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$14.81M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$22K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.66%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$256

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 7 by compensation

Provider	Service type	Compensation
ONEDIGITAL INVESTMENT ADVISORS LLC3+ years Filed as: KRAVITZ, INC. Service code 28 · EIN 95-3207191	Investment Management	$17,585
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833	Recordkeeping	$14,104
SIGNATURE ESTATE & INVESTMENT1 year Service code 26 · EIN 95-4806910	Advisory (Participants)	$10,554
MATSON MONEY INC2 years Service code 26 · EIN 31-1334658	Advisory (Participants)	$6,776
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782	Direct payment from the plan; Other i...	$3,537
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59	Shareholder Servicing	$0
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009	Directed Trustee	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$34K

$48 / participant

Investment mgmt$2K6.5%
Other / not subdivided$32K93.5%

% of EOY assets

0.019%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: LTSP, INC.
Auditor EIN: 953864890
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$201,088

$155,795+29.1%

$136,298+47.5%

$69,634+188.8%

Participation rate

94.6%

75.2%+19.3pp

81.9%+12.7pp

70.7%+23.9pp

Annual return

17.23%

232464.33%-232447.1pp

5156.27%-5139.0pp

27572.26%-27555.0pp

Employer contribution / active EE

$6,909

$2,991+131.0%

$4,696+47.1%

$2,032+240.0%

Participant deferral / active EE

$8,666

$5,394+60.7%

$6,247+38.7%

$3,224+168.8%

Admin fee / account holder

$38

$128-70.3%

$9,244-99.6%

$110-65.5%

Provider

Service type

Compensation

ONEDIGITAL INVESTMENT ADVISORS LLC3+ years

Filed as: KRAVITZ, INC.

Service code 28 · EIN 95-3207191

Investment Management

$17,585

CHARLES SCHWAB & CO., INC.3+ years

Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN

Service code 15 · EIN 34-1479833

Recordkeeping

$14,104

SIGNATURE ESTATE & INVESTMENT1 year

Service code 26 · EIN 95-4806910

Advisory (Participants)

$10,554

MATSON MONEY INC2 years

Service code 26 · EIN 31-1334658

Advisory (Participants)

$6,776

CHARLES SCHWAB & CO., INC.3+ years

Service code 33 · EIN 94-1737782

Direct payment from the plan; Other i...

$3,537

CHARLES SCHWAB & CO., INC.3+ years

Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL

Service code 59

Shareholder Servicing

CHARLES SCHWAB & CO., INC.2 years

Filed as: CHARLES SCHWAB BANK

Service code 25 · EIN 42-1558009

Directed Trustee

KNOBBE MARTENS OLSON & BEAR, LLP 401K RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KNOBBE MARTENS OLSON & BEAR, LLP 401K RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion