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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $530 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS Service code 49 2029 CENTURY PARK E STE 3000 · CENTURY CITY, CA 90067 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,340 | $54,390-47.9% | $117,039-75.8% | $69,631-59.3% |
| Participation rate | 10.6% | 58.5%-48.0pp | 77.2%-66.6pp | 70.7%-60.1pp |
| Annual return | 18.60% | 18.33%+0.3pp | 18.95%-0.4pp | 27571.02%-27552.4pp |
| Employer contribution / active EE | $0 | $1,357-100.0% | $3,785-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $282 | $2,076-86.4% | $3,929-92.8% | $3,224-91.2% |
| Admin fee / account holder | $16 | $98-83.6% | $5,974-99.7% | $110-85.5% |