Filed January 21, 2026
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
TIAA6 years Service code 63 · EIN 13-1624203 | 12b-1 Fees | $43,914 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $31,371 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,002 | $69,774-28.3% | $67,561-26.0% | $74,429-32.8% |
| Participation rate | 97.4% | 71.4%+26.1pp | 72.9%+24.5pp | 67.2%+30.2pp |
| Annual return | 30.55% | -40.53%+71.1pp | 3525.44%-3494.9pp | 1368.38%-1337.8pp |
| Employer contribution / active EE | $3,794 | $2,710+40.0% | $2,735+38.7% | $2,625+44.5% |
| Participant deferral / active EE | $4,083 | $3,636+12.3% | $4,003+2.0% | $4,348-6.1% |
| Admin fee / account holder | $248 | $890-72.2% | $4,006-93.8% | $1,944-87.3% |