Filed January 21, 2026
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 20 PACIFICA · IRVINE, CA 926187469 | Advisory (Plan) | $54,650 |
TIAA5 years Service code 63 · EIN 13-1624203 730 THIRD AVENUE · NEW YORK, NY 100173206 | 12b-1 Fees | $31,252 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,818 | $65,582-42.3% | $64,101-41.0% | $71,511-47.1% |
| Participation rate | 91.3% | 73.2%+18.1pp | 72.3%+19.0pp | 67.9%+23.4pp |
| Annual return | 13.77% | 18.96%-5.2pp | 33.72%-20.0pp | 28.86%-15.1pp |
| Employer contribution / active EE | $3,744 | $2,671+40.2% | $2,749+36.2% | $2,589+44.6% |
| Participant deferral / active EE | $3,983 | $3,628+9.8% | $3,881+2.6% | $4,291-7.2% |
| Admin fee / account holder | $282 | $616-54.2% | $3,070-90.8% | $1,588-82.2% |