See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $109,825 |
LOCKTON INVESTMENT ADVISORS, LLC6+ years Filed as: LOCKTON FINANCIAL ADVISORS, LLC Service code 22 · EIN 20-3247391 | Insurance Broker | $67,158 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,370 | $61,473+87.7% | $81,930+40.8% | $73,409+57.2% |
| Participation rate | 26.4% | 72.4%-46.0pp | 72.0%-45.6pp | 72.2%-45.8pp |
| Annual return | 10.91% | 28.26%-17.3pp | 29.49%-18.6pp | 59.29%-48.4pp |
| Employer contribution / active EE | $842 | $1,898-55.6% | $4,310-80.5% | $2,234-62.3% |
| Participant deferral / active EE | $1,863 | $3,080-39.5% | $7,107-73.8% | $3,805-51.0% |
| Admin fee / account holder | $334 | $125+166.0% | $5,158-93.5% | $158+111.4% |