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Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $104,146 |
LOCKTON INVESTMENT ADVISORS, LLC5+ years Filed as: LOCKTON FINANCIAL ADVISORS, LLC Service code 22 · EIN 20-3247391 | Insurance Broker | $50,528 |
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $190 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,947 | $55,790+84.5% | $76,817+34.0% | $67,579+52.3% |
| Participation rate | 25.8% | 71.1%-45.3pp | 72.1%-46.3pp | 71.3%-45.5pp |
| Annual return | 16.21% | 64.45%-48.2pp | 1166.11%-1149.9pp | 378.56%-362.3pp |
| Employer contribution / active EE | $821 | $1,810-54.7% | $2,302-64.3% | $2,148-61.8% |
| Participant deferral / active EE | $1,866 | $2,875-35.1% | $3,336-44.1% | $3,539-47.3% |
| Admin fee / account holder | $316 | $159+98.7% | $6,420-95.1% | $142+122.2% |