Retirement plan

STANLEY G. ALEXANDER, INC. 401(K) PLAN

Name: STANLEY G. ALEXANDER, INC. - STANLEY G. ALEXANDER, INC. 401(K) PLAN (2016) Form 5500
Creator: STANLEY G. ALEXANDER, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STANLEY G. ALEXANDER, INC. 401(K) PLAN, STANLEY G. ALEXANDER, INC.

STANLEY G. ALEXANDER, INC.EIN 95-3254661Plan #001PY 2016

2942 DOW AVENUE - TUSTIN, CA 92780714-389-5501

Prospect flagsLow returnsLow participationCorrective distributions

Top hat statement on fileNQDC

Filed January 24, 2010

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$11.4M

+8.1% from 2015

Total participants

275

-1.8% from 2015

Average account balance

$60,029

+11.5% from 2015

Annual return

4.46%

+1.99 pp from 2015

Benchmarks

See 1,015 peers

Peer group

Industry48 - Transportation and Warehousing

Plan typeDefined contribution

Participants100-249

Cohort1,015 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$19.42M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$75K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

258

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

81.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.24M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.49%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$41

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
MASSACHUSETTS MUTUAL LIFE INS. CO.2+ years Service code 52 · EIN 04-1590850	Indirect Investment Fees	$15,035
ALLIANCE PENSION CONSULTANTS, LLC2+ years Filed as: THE PARAGON ALLIANCE GROUP, LLC Service code 13 · EIN 23-3044062	Contract Administrator	$13,311
WEST RHODE & ROBERTS1 year Service code 10 · EIN 33-0783983	Accounting	$1,075
ENVESTNET RETIREMENT SOLUTIONS, LLC1 year Filed as: ENVESTNET RETIREMENT SOLUTIONS LLC Service code 27	Advisory (Plan)	$0
ENVESTNET RETIREMENT SOLUTIONS, LLC1 year Service code 27 · EIN 61-1732930	Advisory (Plan)	$0
SUNTRUST BANKS, INC.2+ years Filed as: SCOTT B TAYLOR Service code 53 11350 MCCORMICK ROAD · HUNT VALLEY, MD 210311002	Insurance Commissions	$0
WILLIAM BLAIR2+ years Filed as: WILLIAM EDWARD THOMPSON Service code 53 11350 MCCORMICK ROAD · HUNT VALLEY, MD 21031	Insurance Commissions	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$21K

$89 / participant

Contract admin$21K100.0%

% of EOY assets

0.185%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WEST RHODE & ROBERTS
Auditor EIN: 330783983
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$60,029

$44,425+35.1%

$67,834-11.5%

$55,167+8.8%

Participation rate

64.1%

59.7%+4.4pp

68.8%-4.7pp

69.0%-4.9pp

Annual return

4.46%

17.80%-13.3pp

138.47%-134.0pp

169.23%-164.8pp

Employer contribution / active EE

$645

$1,351-52.3%

$2,403-73.2%

$1,963-67.1%

Participant deferral / active EE

$2,760

$2,166+27.5%

$3,160-12.6%

$3,054-9.6%

Admin fee / account holder

$111

$530-79.1%

$4,622-97.6%

$504-78.0%

Provider

Service type

Compensation

MASSACHUSETTS MUTUAL LIFE INS. CO.2+ years

Service code 52 · EIN 04-1590850

Indirect Investment Fees

$15,035

ALLIANCE PENSION CONSULTANTS, LLC2+ years

Filed as: THE PARAGON ALLIANCE GROUP, LLC

Service code 13 · EIN 23-3044062

Contract Administrator

$13,311

WEST RHODE & ROBERTS1 year

Service code 10 · EIN 33-0783983

Accounting

$1,075

ENVESTNET RETIREMENT SOLUTIONS, LLC1 year

Filed as: ENVESTNET RETIREMENT SOLUTIONS LLC

Service code 27

Advisory (Plan)

ENVESTNET RETIREMENT SOLUTIONS, LLC1 year

Service code 27 · EIN 61-1732930

Advisory (Plan)

SUNTRUST BANKS, INC.2+ years

Filed as: SCOTT B TAYLOR

Service code 53

11350 MCCORMICK ROAD · HUNT VALLEY, MD 210311002

Insurance Commissions

WILLIAM BLAIR2+ years

Filed as: WILLIAM EDWARD THOMPSON

Service code 53

11350 MCCORMICK ROAD · HUNT VALLEY, MD 21031

Insurance Commissions

STANLEY G. ALEXANDER, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STANLEY G. ALEXANDER, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion