Filed January 4, 2018 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 · EIN 23-2384840 | Other Commissions | $101,347 |
MORGAN STANLEY SMITH BARNEY5 years Service code 55 · EIN 26-4310632 | Other Commissions | $30,983 |
Service code 37 · EIN 04-2647786 | Loan Processing | $13,979 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,312 | $52,670-6.4% | $90,404-45.5% | $73,409-32.8% |
| Participation rate | 99.6% | 67.7%+31.9pp | 72.7%+26.9pp | 72.2%+27.4pp |
| Annual return | 19.20% | 20.70%-1.5pp | 1293.02%-1273.8pp | 59.29%-40.1pp |
| Employer contribution / active EE | $5,157 | $1,872+175.6% | $3,262+58.1% | $2,234+130.9% |
| Participant deferral / active EE | $4,390 | $2,807+56.4% | $3,963+10.8% | $3,805+15.4% |
| Admin fee / account holder | $12 | $117-89.7% | $5,611-99.8% | $158-92.3% |