Filed January 4, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Service code 55 · EIN 26-4310632 | Other Commissions | $109,714 |
Service code 37 · EIN 04-2647786 | Loan Processing | $14,675 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,116 | $54,237-24.2% | $90,281-54.5% | $67,579-39.2% |
| Participation rate | 97.8% | 68.6%+29.2pp | 73.3%+24.5pp | 71.3%+26.5pp |
| Annual return | 21.60% | 37.27%-15.7pp | 78.10%-56.5pp | 378.56%-357.0pp |
| Employer contribution / active EE | $5,350 | $1,846+189.8% | $2,854+87.4% | $2,148+149.1% |
| Participant deferral / active EE | $4,172 | $2,625+58.9% | $3,885+7.4% | $3,539+17.9% |
| Admin fee / account holder | $13 | $123-89.5% | $5,351-99.8% | $142-90.9% |