Filed November 30, 2015
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $38,612 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $10,345 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1426645 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON1 year Service code 52 · EIN 13-3151768 | Indirect Investment Fees | $0 |
Filed as: JOHN HANCOCK Service code 52 · EIN 04-2528977 | Indirect Investment Fees | $0 |
OPPENHEIMER2 years Service code 52 · EIN 93-6305075 | Indirect Investment Fees | $0 |
T ROWE PRICE RPS INC2 years Filed as: T. ROWE PRICE Service code 52 · EIN 52-0655816 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,287 | $42,548+300.2% | $74,550+128.4% | $56,287+202.5% |
| Participation rate | 98.6% | 60.5%+38.1pp | 69.1%+29.5pp | 69.9%+28.8pp |
| Annual return | -2.38% | 12.40%-14.8pp | 32.53%-34.9pp | -9.96%+7.6pp |
| Employer contribution / active EE | $4,633 | $855+441.8% | $1,961+136.2% | $2,111+119.4% |
| Participant deferral / active EE | $7,389 | $2,277+224.5% | $3,108+137.7% | $3,350+120.6% |
| Admin fee / account holder | $168 | $467-64.0% | $5,060-96.7% | $521-67.7% |