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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $33,458 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $12,071 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,752 | $71,192-34.3% | $117,857-60.3% | $62,293-24.9% |
| Participation rate | 81.5% | 74.2%+7.3pp | 79.7%+1.9pp | 69.5%+12.0pp |
| Annual return | 15.74% | 18.66%-2.9pp | 335.09%-319.3pp | 28.90%-13.2pp |
| Employer contribution / active EE | $1,051 | $1,934-45.6% | $3,786-72.2% | $2,042-48.5% |
| Participant deferral / active EE | $3,006 | $3,189-5.7% | $4,482-32.9% | $3,169-5.2% |
| Admin fee / account holder | $59 | $587-90.0% | $8,020-99.3% | $479-87.8% |