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| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $55,698 |
CAPFINANCIAL PARTNERS LLC1+ years Filed as: CAPFINANCIAL PARTNERS, LLC. Service code 27 · EIN 26-0058143 | Advisory (Plan) | $54,558 |
FARBER HASS HURLEY LLP1+ years Service code 10 · EIN 20-4207759 | Accounting | $12,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$66,819 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,254 | $102,389+0.8% | $100,528+2.7% | $90,274+14.4% |
| Participation rate | 65.5% | 84.0%-18.6pp | 79.4%-14.0pp | 73.4%-7.9pp |
| Annual return | 14.53% | 22.50%-8.0pp | 30.90%-16.4pp | 53.97%-39.4pp |
| Employer contribution / active EE | $1,232 | $3,056-59.7% | $3,419-64.0% | $2,523-51.2% |
| Participant deferral / active EE | $9,346 | $7,514+24.4% | $6,271+49.0% | $4,231+120.9% |
| Admin fee / account holder | $25 | $83-70.3% | $8,084-99.7% | $114-78.3% |