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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH Service code 55 2815 TOWNSGATE ROAD, SUITE 300 · WESTLAKE VILLAGE, CA 91361 | Other Commissions | $49,630 |
WELLS FARGO BANK, N.A.1+ years Filed as: WACHOVIA SECURITIES Service code 55 138 NASSAU STREET · PRINCETON, NJ 08542 | Other Commissions | $7,705 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,020 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $163,273 | $72,177+126.2% | $115,038+41.9% | $59,633+173.8% |
| Participation rate | 100.0% | 72.6%+27.4pp | 81.4%+18.6pp | 68.7%+31.3pp |
| Annual return | 0.37% | 12.02%-11.7pp | 26.14%-25.8pp | 2041.45%-2041.1pp |
| Employer contribution / active EE | $2,862 | $2,841+0.7% | $4,608-37.9% | $2,203+29.9% |
| Participant deferral / active EE | $9,241 | $4,783+93.2% | $6,026+53.3% | $3,192+189.6% |
| Admin fee / account holder | $619 | $4,927-87.4% | $8,175-92.4% | $4,297-85.6% |