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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES, LLC Service code 55 | Other Commissions | $67,657 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $54,366 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL, LLC Service code 55 4707 EXECUTIVE, LLC · SAN DIEGO, CA 92121 | Other Commissions | $49,977 |
MONARCH PLAN ADVISORS1 year Filed as: MONARCH CORPORATE ADVISORS, INC. Service code 27 40 W. EASY STREET · SIMI VALLEY, CA 93065 | Advisory (Plan) | $17,583 |
THE RYDING COMPANY5+ years Service code 13 · EIN 95-3497679 2659 TOWNSGATE ROAD, SUITE 101 · WESTLAKE VILLAGE, CA 91361 | Contract Administrator | $10,000 |
TRUOG-RYDING COMPANY, INC.5+ years Service code 13 | Contract Administrator | $10,000 |
Filed as: 3 38 INVESTMENT FIDUCIARIES, INC Service code 27 40 W. EASY ST. · SIMI VALLEY, CA 93065 | Advisory (Plan) | $6,843 |
Filed as: GREAT WEST LIFE & ANNUITY COMPANY Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Service code 55 1250 CAPITAL OF TEXAS HWY 5 #2-125 · AUSTIN, TX 78746 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,116 | $101,523-25.0% | $141,191-46.1% | $77,775-2.1% |
| Participation rate | 55.1% | 77.4%-22.2pp | 82.5%-27.3pp | 73.2%-18.1pp |
| Annual return | 20.42% | 56.22%-35.8pp | 71.41%-51.0pp | 32.58%-12.2pp |
| Employer contribution / active EE | $686 | $3,341-79.5% | $4,736-85.5% | $2,504-72.6% |
| Participant deferral / active EE | $4,130 | $6,434-35.8% | $6,710-38.5% | $3,966+4.1% |
| Admin fee / account holder | $52 | $92-43.0% | $10,264-99.5% | $100-47.9% |