Filed May 29, 2015 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $37,240 |
THE VANGUARD GROUP, INC.3 years Service code 15 · EIN 23-1945930 | Recordkeeping | $21,165 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,251 | $98,982-11.9% | $162,163-46.2% | $65,185+33.9% |
| Participation rate | 98.5% | 85.8%+12.7pp | 87.6%+10.9pp | 70.2%+28.3pp |
| Annual return | 24.15% | 24.84%-0.7pp | 115.59%-91.4pp | 29.38%-5.2pp |
| Employer contribution / active EE | $3,726 | $3,467+7.5% | $5,614-33.6% | $2,177+71.2% |
| Participant deferral / active EE | $5,195 | $5,384-3.5% | $7,298-28.8% | $3,514+47.8% |
| Admin fee / account holder | $304 | $596-49.0% | $10,843-97.2% | $847-64.1% |