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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $31,441 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,921 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,100 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,905 | $49,138+17.8% | $84,021-31.1% | $65,185-11.2% |
| Participation rate | 50.8% | 60.7%-9.9pp | 69.0%-18.2pp | 70.2%-19.4pp |
| Annual return | 18.06% | 23.00%-4.9pp | 71.32%-53.3pp | 29.38%-11.3pp |
| Employer contribution / active EE | $266 | $914-70.8% | $1,984-86.6% | $2,177-87.8% |
| Participant deferral / active EE | $2,085 | $2,397-13.0% | $3,239-35.6% | $3,514-40.7% |
| Admin fee / account holder | $251 | $543-53.8% | $6,102-95.9% | $847-70.3% |