Filed February 10, 2017 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $372,430 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, INC. Service code 27 · EIN 43-1270780 | Advisory (Plan) | $114,804 |
Service code 27 · EIN 20-8874282 | Advisory (Plan) | $82,117 |
Filed as: LOCKTON COMPANIES, LLC - PACIFIC SE Service code 27 · EIN 20-5846186 | Advisory (Plan) | $54,744 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,175 | $95,918-39.3% | $151,634-61.6% | $77,906-25.3% |
| Participation rate | 71.7% | 88.7%-17.1pp | 87.5%-15.8pp | 73.7%-2.0pp |
| Annual return | -15.20% | -5.50%-9.7pp | 3.32%-18.5pp | 12.16%-27.4pp |
| Employer contribution / active EE | $1,423 | $4,330-67.1% | $6,165-76.9% | $2,846-50.0% |
| Participant deferral / active EE | $6,396 | $7,508-14.8% | $8,363-23.5% | $4,805+33.1% |
| Admin fee / account holder | $150 | $93+60.6% | $11,614-98.7% | $133+13.0% |