Filed December 13, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LINCOLN NATIONAL CORPORATION2+ years Filed as: LINCOLN NATIONAL LIFE INSURANCE CO Service code 13 · EIN 35-0472300 1300 S. CLINTON ST · FORT WAYNE, IN 468023506 | Contract Administrator | $62,172 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 55 777 S. FIGUEROA ST., FLOOR 52 · LOS ANGELES, CA 900175800 | Other Commissions | $6,813 |
THE HARTFORD2+ years Filed as: HARTFORD LIFE Service code 13 · EIN 06-0974148 1 GRIFFIN ROAD NORTH · WINDSOR, CT 060951512 | Contract Administrator | $1,536 |
AMERICAN FUNDS2+ years Filed as: CAPITAL RESEARCH & MANAGEMENT COMPA Service code 64 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071 | Recordkeeping Fees | $1,475 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,156 | $75,183+105.0% | $123,894+24.4% | $55,167+179.4% |
| Participation rate | 62.1% | 72.8%-10.8pp | 81.4%-19.3pp | 69.0%-6.9pp |
| Annual return | 5.40% | 19.01%-13.6pp | 47.52%-42.1pp | 169.23%-163.8pp |
| Employer contribution / active EE | $637 | $2,823-77.4% | $4,617-86.2% | $1,963-67.5% |
| Participant deferral / active EE | $5,840 | $5,084+14.9% | $5,984-2.4% | $3,054+91.2% |
| Admin fee / account holder | $448 | $663-32.4% | $8,357-94.6% | $504-11.1% |