Filed December 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $23,348 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,201 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,271 | $65,376-0.2% | $87,100-25.1% | $65,185+0.1% |
| Participation rate | 97.2% | 75.3%+21.9pp | 76.9%+20.3pp | 70.2%+27.0pp |
| Annual return | 19.00% | 31.27%-12.3pp | 28.19%-9.2pp | 29.38%-10.4pp |
| Employer contribution / active EE | $1,475 | $1,822-19.1% | $2,521-41.5% | $2,177-32.2% |
| Participant deferral / active EE | $7,355 | $3,388+117.1% | $4,049+81.7% | $3,514+109.3% |
| Admin fee / account holder | $156 | $520-70.0% | $7,497-97.9% | $847-81.6% |