Filed December 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
EXPERTPLAN, INC.1+ years Filed as: EXPERT PLAN INC Service code 15 · EIN 22-3420600 | Recordkeeping | $39,072 |
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $10,773 |
TIDEROCK FINANCIAL LLC1+ years Service code 27 30 ENTERPRISE · ALISO VIEJO, CA 92656 | Advisory (Plan) | $8,218 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,650 | $54,320-8.6% | $67,652-26.6% | $52,331-5.1% |
| Participation rate | 85.5% | 73.6%+11.9pp | 75.7%+9.8pp | 68.1%+17.4pp |
| Annual return | -1.49% | 6.81%-8.3pp | 6625.04%-6626.5pp | 4.54%-6.0pp |
| Employer contribution / active EE | $1,275 | $1,544-17.4% | $2,266-43.7% | $1,882-32.3% |
| Participant deferral / active EE | $5,626 | $2,950+90.7% | $3,560+58.0% | $3,022+86.2% |
| Admin fee / account holder | $374 | $527-28.9% | $4,821-92.2% | $592-36.7% |