Filed January 4, 2018 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICE INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $109,031 |
Filed as: PRINCIPAL LIFE INSURANCE CO Service code 13 · EIN 42-0127290 | Contract Administrator | $45,996 |
ACTUARIAL BENEFITS CORP1 year Service code 13 | Contract Administrator | $29,982 |
ACTUARIAL BENEFITS CORP1 year Filed as: ACTUARIAL BENEFITS CORP. Service code 13 · EIN 20-1054428 | Contract Administrator | $21,527 |
Service code 66 | Insurance mortality and expense charg... | $9,337 |
CROWE LLP1 year Service code 10 · EIN 35-0921680 | Accounting | $6,821 |
Filed as: AMERICAN UNITED LIFE INS. Service code 15 · EIN 35-0145825 | Recordkeeping | $40 |
Filed as: RAYMOND JAMES AND ASSOC Service code 16 · EIN 59-1237041 | Consulting | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,826 | $95,388+33.0% | $125,339+1.2% | $77,904+62.8% |
| Participation rate | 86.4% | 78.6%+7.8pp | 82.4%+4.0pp | 73.7%+12.7pp |
| Annual return | 33.25% | 116.19%-82.9pp | 572.05%-538.8pp | 12.21%+21.0pp |
| Employer contribution / active EE | $3,511 | $3,666-4.2% | $4,814-27.1% | $2,848+23.3% |
| Participant deferral / active EE | $7,008 | $7,711-9.1% | $7,446-5.9% | $4,806+45.8% |
| Admin fee / account holder | $393 | $119+230.7% | $10,010-96.1% | $133+196.6% |