| Provider | Service type | Compensation |
|---|---|---|
LMCG INVESTMENTS LLC4+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $124,907 |
Filed as: CHEVY CHASE TRUST COMPANY Service code 26 · EIN 52-2037618 | Advisory (Participants) | $95,900 |
SAGEVIEW ADVISORY GROUP, LLC4+ years Filed as: MJM401K LLC Service code 28 · EIN 86-0882983 | Investment Management | $90,000 |
RBC GLOBAL ASSET MANAGEMENT4+ years Filed as: CITY NATIONAL BANK Service code 33 · EIN 95-1780067 | Securities brokerage; Direct payment ... | $68,007 |
Filed as: NORTHWESTERN MUTUAL WEALTH MAN Service code 26 · EIN 39-2018056 | Advisory (Participants) | $57,112 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $37,882 |
CHICAGO WEALTH MANAGEMENT INC4+ years Service code 26 · EIN 20-1255704 | Advisory (Participants) | $32,353 |
FARR MILLER & WASHINGTON4+ years Filed as: FARR MILLER & WASHINGTON LLC Service code 26 · EIN 52-1979573 | Advisory (Participants) | $26,018 |
BAKER STREET ADVISORS LLC4+ years Service code 26 · EIN 72-1538456 | Advisory (Participants) | $25,508 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $24,875 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $279,178 | $88,874+214.1% | $123,553+126.0% | $75,289+270.8% |
| Participation rate | 97.6% | 75.9%+21.8pp | 82.3%+15.3pp | 72.4%+25.2pp |
| Annual return | -5.23% | 4.22%-9.5pp | 119.21%-124.4pp | -0.04%-5.2pp |
| Employer contribution / active EE | $9,282 | $3,256+185.1% | $4,628+100.6% | $2,405+286.0% |
| Participant deferral / active EE | $15,365 | $6,174+148.9% | $6,426+139.1% | $3,739+311.0% |
| Admin fee / account holder | $142 | $95+50.1% | $9,284-98.5% | $102+38.8% |