| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC1+ years Filed as: MJM401K LLC Service code 10 · EIN 86-0882983 | Accounting | $115,500 |
RBC GLOBAL ASSET MANAGEMENT1+ years Filed as: CITY NATIONAL BANK Service code 33 · EIN 95-1780067 | Securities brokerage commissions and ... | $93,659 |
LMCG INVESTMENTS LLC1+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $86,337 |
PARTNERCOMM, INC1+ years Filed as: PARTNERCOMM, INC. Service code 28 · EIN 75-2541310 | Investment Management | $74,935 |
Filed as: NORTHWESTERN MUTUAL WEALTH MAN Service code 26 · EIN 39-2018056 | Advisory (Participants) | $61,011 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $52,415 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $35,450 |
HCR WEALTH ADVISORS1+ years Service code 26 · EIN 95-4181883 | Advisory (Participants) | $31,679 |
CHICAGO WEALTH MANAGEMENT INC1+ years Service code 26 · EIN 20-1255704 | Advisory (Participants) | $28,452 |
COVE STREET CAPITAL1+ years Filed as: COVE STREET CAPITAL LLC Service code 26 · EIN 27-5376591 | Advisory (Participants) | $27,674 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $249,123 | $86,791+187.0% | $115,038+116.6% | $59,188+320.9% |
| Participation rate | 98.0% | 72.8%+25.2pp | 81.4%+16.7pp | 69.4%+28.6pp |
| Annual return | -0.23% | 4.44%-4.7pp | 26.14%-26.4pp | 5.51%-5.7pp |
| Employer contribution / active EE | $8,939 | $2,950+203.1% | $4,608+94.0% | $2,098+326.1% |
| Participant deferral / active EE | $12,961 | $5,298+144.7% | $6,026+115.1% | $3,265+297.0% |
| Admin fee / account holder | $165 | $95+74.2% | $8,175-98.0% | $92+79.3% |