Filed March 20, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MOSS ADAMS LLP1 year Service code 10 · EIN 91-0189318 | Accounting | $33,000 |
Filed as: MORGAN STANLEY GLOBAL BANKING Service code 16 · EIN 26-4310632 | Consulting | $11,250 |
Filed as: MUTUAL OF AMERICA LIFE INS. CO. Service code 15 · EIN 13-1614399 | Recordkeeping | $8,606 |
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Partici... | $4,148 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,154 | $44,989-21.9% | $170,435-79.4% | $77,958-54.9% |
| Participation rate | 66.4% | 64.6%+1.8pp | 83.6%-17.2pp | 71.6%-5.3pp |
| Annual return | 15.11% | 19.61%-4.5pp | 205.94%-190.8pp | 20.87%-5.8pp |
| Employer contribution / active EE | $0 | $1,466-100.0% | $5,432-100.0% | $2,310-100.0% |
| Participant deferral / active EE | $3,052 | $2,208+38.2% | $4,939-38.2% | $3,537-13.7% |
| Admin fee / account holder | $153 | $69+121.6% | $13,881-98.9% | $97+56.9% |