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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $23,558 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $11,786 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 26 · EIN 26-4310632 | Advisory (Participants) | $5,909 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,243 | $59,186-6.7% | $76,768-28.0% | $56,287-1.9% |
| Participation rate | 92.9% | 75.2%+17.7pp | 77.0%+15.9pp | 69.9%+23.1pp |
| Annual return | -5.01% | 6.62%-11.6pp | 2.43%-7.4pp | -9.96%+5.0pp |
| Employer contribution / active EE | $1,114 | $1,759-36.7% | $2,485-55.2% | $2,111-47.2% |
| Participant deferral / active EE | $4,049 | $3,255+24.4% | $3,852+5.1% | $3,350+20.9% |
| Admin fee / account holder | $298 | $489-39.1% | $6,675-95.5% | $521-42.8% |