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| Provider | Service type | Compensation |
|---|---|---|
CETERA FINANCIAL GROUP5 years Filed as: CETERA ADVISOR NETWORKS LLC Service code 15 · EIN 95-3845382 | Recordkeeping | $8,216 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $3,456 |
ADP BROKER-DEALER6 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
5 funds of $250K or more; 8 lines in all, holding $2.2M of the plan's $2.3M. From the 2025 filing. Recordkeeper: Cetera Financial Group.
Target-date series: T. Rowe Price Retirement, mutual fund, 67% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 6 vintages | $1.5M | 67.2% |
| Invesco Stable Asset Fund Invesco · Stable value Stable value | $291K | 13.0% |
| State Street US Bond Index Securities Lending Fund Viii State Street (SSgA) · Collective trust Index | $197K | 8.8% |
| State Street S&P Mid Cap Index Non-Lending Class J State Street (SSgA) · Collective trust Index | $119K | 5.3% |
| State Street S&P 500 Index Fund Class N State Street (SSgA) · Mutual fund Index | $98K | 4.4% |
| State Street State Street Russell Small Cap Index Viii State Street (SSgA) · Mutual fund Index | $16K | 0.7% |
| State Street International Index Securities Lending Fund VII State Street (SSgA) · Collective trust Index | $9K | 0.4% |
| T. Rowe Price Retirement Balanced Fund T. Rowe Price · Mutual fund | $3K | 0.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.