| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $22,022 |
Service code 37 · EIN 04-2647786 | Loan Processing | $10,610 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,973 | $136,307-45.7% | $177,839-58.4% | $73,501+0.6% |
| Participation rate | 85.4% | 86.1%-0.7pp | 87.7%-2.3pp | 70.7%+14.7pp |
| Annual return | 16.87% | 18.68%-1.8pp | 48.33%-31.5pp | 28.51%-11.6pp |
| Employer contribution / active EE | $0 | $3,712-100.0% | $5,919-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $7,878 | $5,829+35.2% | $7,714+2.1% | $3,740+110.6% |
| Admin fee / account holder | $209 | $596-64.9% | $12,432-98.3% | $513-59.2% |