Filed June 24, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $241,752 |
CEDARSTONE ADVISORS INC2 years Filed as: CEDARSTONE ADVISORS INC. Service code 33 · EIN 47-1539900 | Securities brokerage; Securities brok... | $37,040 |
MANCHESTER FINANCIAL INC4 years Service code 33 · EIN 95-4281964 | Securities brokerage commissions and ... | $18,059 |
COVINGTON CAPITAL MANAGEMENT2 years Service code 33 · EIN 21-0125374 | Securities brokerage commissions and ... | $16,070 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $8,285 |
Service code 33 · EIN 27-3616371 | Securities brokerage commissions and ... | $8,031 |
Service code 33 · EIN 46-3569447 | Securities brokerage; Securities brok... | $6,977 |
SHERWOOD FINANCIAL1 year Filed as: SHERWOOD FINANCIAL PARTNERS LLC Service code 33 · EIN 83-3903891 | Securities brokerage commissions and ... | $5,428 |
Filed as: INTEGRITY FINANCIAL CORPORATION Service code 33 · EIN 32-0123516 | Securities brokerage commissions and ... | $5,080 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $182,987 | $120,057+52.4% | $75,728+141.6% | $93,010+96.7% |
| Participation rate | 95.2% | 77.3%+17.9pp | 74.8%+20.4pp | 73.9%+21.3pp |
| Annual return | 12.81% | 19.62%-6.8pp | 104.66%-91.9pp | 158.70%-145.9pp |
| Employer contribution / active EE | $4,391 | $3,253+35.0% | $2,743+60.0% | $2,705+62.3% |
| Participant deferral / active EE | $6,955 | $4,089+70.1% | $3,820+82.1% | $4,561+52.5% |
| Admin fee / account holder | $104 | $81+27.6% | $3,620-97.1% | $152-31.5% |