Filed November 24, 2020
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Finders' fees / placem... | $343,649 |
CROWELL WEEDON & CO2 years Service code 27 · EIN 81-0139474 | Advisory (Plan) | $5,764 |
CHARLES SCHWAB & CO., INC.7 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,151 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Opinion is qualified - a specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $145,728 | $98,780+47.5% | $60,919+139.2% | $77,906+87.1% |
| Participation rate | 60.0% | 76.7%-16.6pp | 73.1%-13.1pp | 73.7%-13.6pp |
| Annual return | -16.63% | -11.56%-5.1pp | 16.98%-33.6pp | 12.16%-28.8pp |
| Employer contribution / active EE | $5,163 | $3,605+43.2% | $2,704+90.9% | $2,846+81.4% |
| Participant deferral / active EE | $5,444 | $4,200+29.6% | $3,814+42.7% | $4,805+13.3% |
| Admin fee / account holder | $127 | $89+43.0% | $3,226-96.1% | $133-4.5% |