Filed November 24, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $366,492 |
JACKSON LEWIS P.C.1 year Service code 10 · EIN 46-3862389 | Accounting | $13,934 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Securities brok... | $732 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,095 | $85,199+32.7% | $57,196+97.7% | $63,975+76.8% |
| Participation rate | 54.4% | 74.0%-19.7pp | 75.3%-21.0pp | 71.1%-16.8pp |
| Annual return | 9.17% | 10.43%-1.3pp | 14.59%-5.4pp | 48.65%-39.5pp |
| Employer contribution / active EE | $3,958 | $3,446+14.8% | $2,683+47.5% | $2,182+81.4% |
| Participant deferral / active EE | $3,830 | $3,109+23.2% | $3,096+23.7% | $3,356+14.1% |
| Admin fee / account holder | $178 | $39+361.3% | $3,141-94.3% | $70+153.0% |